FCA Updates – April 2021
“Regulating the UK as a Global Financial Centre in the Post-Brexit Landscape” 26/04/2021 Nausicaa Delfas, the Executive Director of International, Interim Chief Operating Officer and a member of the Executive Committee at the FCA delivered a speech at the City...
FCA enforcement – April 2021
Subject of Enforcement: Larry Barreto and Tassib Hussain Date of Notice: 22 April 2021 Overview: Following an investigation, the FCA has commenced criminal proceedings against Larry Barreto and Tassib Hussain. The proceedings relate to an offence of conspiracy to commit fraud by false...
THE GREENSILL COLLAPSE
what are the potential consequences and what will the post-greensill environment look like?
FCA Updates – March 2021
“Why Diversity and Inclusion are regulatory issues” 17/03/2021 Nikhil Rathi, the CEO of the FCA delivered a speech at the launch of the HM Treasury Women in Finance Charter Annual Review in March 2021 in which explained that the FCA...
Sustainable Finance Disclosure Regulation – new ESG challenges for asset managers
SFDR to come into effect on 10th March. Read our summary notes on SFDR.
FCA enforcement – March 2021
Subject of Decision Notice: Jon Frensham Date of Notice: 29 March 2021 Overview: The FCA considers that Mr Frensham is not a fit and proper person and has decided to withdraw his approval to perform his current senior management functions and to make...
Brooklands has been shortlisted in the Hedgeweek EU Awards 2021 for the Best Regulatory Hosting Platform category
We would very much appreciated if you could take the time to vote for Brooklands. The team has worked very hard and deserve recognition for their excellent work.
Brooklands Fund Management now servicing family office sector
Brooklands , an asset management platform provider specialising in the hedge funds space, is now providing back office support to multi-family offices.