Regulatory Authorisation Applications

Brooklands will work with you to build your FCA and SEC regulatory applications.

We provide consultancy services to develop your infrastructure to a standard required to obtain regulatory approval.

The Brooklands General Counsel and Compliance Officer will work alongside you in drafting the application and supporting documents including all the requisite policies and procedures.

We will support you throughout the entire process; from the initial gap analysis to obtaining approval.


Brooklands Fund Management Limited is registered in England and Wales (10170491)

Brooklands Fund Management Limited is authorised and regulated by the Financial Conduct Authority (FRN 757575) and registered as an investment advisor with the US Securities and Exchange Commission (CRD 286221)

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