REGULATORY AUTHORISATION APPLICATIONS

 

 

Regulatory Authorisation Applications

Brooklands will work with you to build your FCA and SEC regulatory applications.


We provide consultancy services to develop your infrastructure to a standard required to obtain regulatory approval.


The Brooklands General Counsel and Compliance Officer will work alongside you in drafting the application and supporting documents including all the requisite policies and procedures.


We will support you throughout the entire process; from the initial gap analysis to obtaining approval.

 

Appointed Representatives

We provide regulatory hosting / FCA umbrella under the