Brooklands Fund Management: Empowering Managers with SEC Registration Since 2017
Brooklands Fund Management: Empowering Managers with SEC Registration Since 2017 Since 2017, Brooklands Fund Management Limited has maintained registration with the U.S. Securities and Exchange Commission (SEC) as a Registered Investment Advisor (RIA). This milestone, achieved early in our firm’s...
Sefton Place Advisors and Brooklands Fund Management Celebrate Major Growth Milestone
Brooklands Fund Management Limited (“Brooklands”) is proud to celebrate the ongoing success of its long-standing client, Sefton Place Advisors Limited (“Sefton”), a true example of what can be achieved through a strong partnership between investment teams and Brooklands. Sefton Place...
Brooklands Fund Management Welcomes Buttermere Capital Limited to its Platform
Brooklands Fund Management Limited (“Brooklands”) is pleased to announce that Buttermere Capital Limited (“Buttermere”) has joined its platform, marking another exciting addition to Brooklands’ growing client base of high-quality investment managers. Brooklands is providing Buttermere with regulatory hosting services under...
Brooklands Fund Management Appointed by Glazer Capital to Support London Expansion
Brooklands Fund Management Limited (“Brooklands”) is pleased to announce its appointment by Glazer Capital, LLC (“Glazer Capital”), an established US-based investment management firm, to support the establishment of Glazer Capital’s presence in London. As part of this partnership, Brooklands is...
Ossington Investment Management LLP Successfully Launches New Fund and SMAs with Brooklands Fund Management
London, April 2024 — Brooklands Fund Management Limited (“Brooklands”) is delighted to announce its partnership with Ossington Investment Management LLP (“Ossington”) in the successful launch of a new fund and multiple segregated managed accounts (SMAs). As part of the collaboration,...
FCA POLICY STATEMENT PS22/11: IMPROVEMENTS TO THE APPOINTED REPRESENTATIVE REGIME (THE “AR REGIME”)
FCA POLICY STATEMENT PS22/11: IMPROVEMENTS TO THE APPOINTED REPRESENTATIVE REGIME (THE “AR REGIME”) WHAT DO THE NEW RULES COVER AND WHEN WILL THEY BE COMING INTO EFFECT? On 4 August 2022, the FCA released Policy Statement PS22/11: Improvements to the...
FCA Enforcements July 2022
Topic: Decision Notice 2022 : Subject of Enforcement: Richard Adam Date of Notice: 28th July 2022. Overview: Carillion was, until it went into liquidation in January 2018, a leading international construction, project finance and support services business operating in the UK,...
FCA Regulatory Updates July 2022
Topic: The FCA’s Consumer Duty will lead to a major shift in financial services Date: 27/07/2022 Overview: The Financial Conduct Authority (FCA) has confirmed its plans to bring in a new Consumer Duty, which will fundamentally improve how firms serve...