Brooklands Fund Management Limited marks 10 Year Anniversary, Celebrating a Decade of Sustained Growth and Operational Excellence
London, May 2026 — Brooklands Fund Management Limited (“Brooklands”), a boutique fund management and regulatory hosting platform, marks its 10 year anniversary, celebrating a decade of supporting investment professionals through its fully integrated operational, regulatory, finance and legal services infrastructure....
Brooklands Fund Management Responds to FCA Review on Inactive Appointed Representatives
Brooklands Fund Management Responds to FCA Review on Inactive Appointed Representatives Brooklands Fund Management Limited welcomes the Financial Conduct Authority’s recent publication on managing risks associated with inactive Appointed Representatives (ARs). The review provides valuable insight into the FCA’s supervisory...
Brooklands Fund Management Welcomes FCA Wholesale Buy Side Regulatory Priorities 2026
Brooklands Fund Management Welcomes FCA Wholesale Buy Side Regulatory Priorities 2026 Brooklands Fund Management Limited welcomes the Financial Conduct Authority’s recent publication outlining its Regulatory Priorities for 2026 with respect to the Wholesale Buy Side. The report provides valuable clarity...
Brooklands Fund Management Limited Appoints James Nolan as Chief Operating Officer to Support Continued Growth
London, UK – October 21, 2025 — Brooklands Fund Management Limited is pleased to announce the appointment of James Nolan as Chief Operating Officer (COO). This strategic hire reflects Brooklands’ ongoing commitment to strengthening its operational infrastructure and enhancing internal...
FCA feedback on authorisation applications – what firms need to get right
Topic: FCA feedback on authorisation applications – what firms need to get right Overview: The Financial Conduct Authority (FCA) has shared key observations from its review of authorisation applications, including areas of good practice and suggested areas for improvement. These...
HM TREASURY POLICY STATEMENT – THE APPOINTED REPRESENTATIVE REGIME
HM TREASURY POLICY STATEMENT – THE APPOINTED REPRESENTATIVE REGIME On 11th August 2025, HM Treasury issued a Policy Statement providing details on the new Labour Government approach towards appointed representatives (“ARs”) and principal firms. This follows a “Call for Evidence”...
Brooklands Fund Management: Empowering Managers with SEC Registration Since 2017
Brooklands Fund Management: Empowering Managers with SEC Registration Since 2017 Since 2017, Brooklands Fund Management Limited has maintained registration with the U.S. Securities and Exchange Commission (SEC) as a Registered Investment Advisor (RIA). This milestone, achieved early in our firm’s...
Sefton Place Advisors and Brooklands Fund Management Celebrate Major Growth Milestone
Brooklands Fund Management Limited (“Brooklands”) is proud to celebrate the ongoing success of its long-standing client, Sefton Place Advisors Limited (“Sefton”), a true example of what can be achieved through a strong partnership between investment teams and Brooklands. Sefton Place...




