As an active participant in the Appointed Representative Regime, Brooklands has welcomed the opportunity to provide its views directly to the FCA with the aim of contributing to improvements in the industry.
Brooklands outlines its responses to the FCA’s proposals and provided comments with the aim of preserving the integrity of the regime and ensuring the industry continues to offer benefits to investment professionals and consumers alike whilst assisting the FCA in identifying a prohibiting “bad actors” from acting as Principals.
A copy of our responses to the FCA’s Consultation Paper is available upon request.
Please contact compliance@brooklandsfund.com for further details or if you have any queries in relation to the Appointed Representative Regime.
