FCA Updates – March 2021
“Why Diversity and Inclusion are regulatory issues” 17/03/2021 Nikhil Rathi, the CEO of the FCA delivered a speech at the launch of the HM Treasury Women in Finance Charter Annual Review in March 2021 in which explained that the FCA...
Sustainable Finance Disclosure Regulation – new ESG challenges for asset managers
SFDR to come into effect on 10th March. Read our summary notes on SFDR.
FCA enforcement – March 2021
Subject of Decision Notice: Jon Frensham Date of Notice: 29 March 2021 Overview: The FCA considers that Mr Frensham is not a fit and proper person and has decided to withdraw his approval to perform his current senior management functions and to make...
Brooklands has been shortlisted in the Hedgeweek EU Awards 2021 for the Best Regulatory Hosting Platform category
We would very much appreciated if you could take the time to vote for Brooklands. The team has worked very hard and deserve recognition for their excellent work.
Brooklands Fund Management now servicing family office sector
Brooklands , an asset management platform provider specialising in the hedge funds space, is now providing back office support to multi-family offices.
CIMA issues new Laws and regulations for Hedge and Private Equity Funds
Industry Experts ‘Brooklands Fund Management Limited’ explain how new CIMA rules can affect you
SMCR regulation rolled out to Buy-side on 9th December
Industry Experts ‘Brooklands Fund Management Limited’ explain how SMCR can affect you