THE FCA HAS LAUNCHED A CONSULTATION PROCESS IN RELATION TO POTENTIAL CHANGES TO MIFID
FCA takes first steps in using increased independent powers derived from Brexit to boost the UK as an investment friendly jurisdiction The FCA has launched a consultation process in relation to potential changes to MiFID’s conduct and organisational requirements....
REGULATING THE UK AS A GLOBAL FINANCE CENTRE
Nausicaa Delfas, the Executive Director of International, Interim Chief Operating Officer and a member of the Executive Committee at the FCA delivered a speech at the City & Financial Global’s Future of UK Financial Services Regulation Virtual Summit in April...
THE GREENSILL COLLAPSE
what are the potential consequences and what will the post-greensill environment look like?
Sustainable Finance Disclosure Regulation – new ESG challenges for asset managers
SFDR to come into effect on 10th March. Read our summary notes on SFDR.
CIMA issues new Laws and regulations for Hedge and Private Equity Funds
Industry Experts ‘Brooklands Fund Management Limited’ explain how new CIMA rules can affect you
SMCR regulation rolled out to Buy-side on 9th December
Industry Experts ‘Brooklands Fund Management Limited’ explain how SMCR can affect you
SMCR regulation rolled out to Buy-side on 9th December
Industry Experts ‘Brooklands Fund Management Limited’ explain how SMCR can affect you
Deadline for Cayman Island’s AML/CFT revision: 30th September 2018
Brooklands Fund Management Limited explain CIMA’s regulation and how it can affect you.