Overview of Anticipated Proposals for Change to AIFMD
Overview of Anticipated Proposals in the AIFMD Draft Proposal Below is a high level overview of anticipated proposals contained within the upcoming AIFMD Draft Proposal announcement. This document is for Brooklands internal reference. Delegation No significant changes are planned for...
FCA Guidance on Remote Working
Latest FCA Guidance on Remote or Hybrid Working Expectations for Firms What is the subject of the FCA Guidance and why has it been issued? On the 11th October 2021 the FCA issued guidance on the standards expected of...
HM Treasury Consultation Paper proposes amendments to MiFID II
UK Treasury Announcement Indicates Preference Towards Attracting Business by Loosing of Regulatory Requirements as opposed to Maintaining Equivalence with The European Regulatory Infrastructure What Have the UK Treasury Announced? HM Treasury have released a Consultation Paper, the Wholesale Markets...
AMENDMENTS TO THE AIFMD MARKETING RULES
WHAT ARE THE PROPOSED CHANGES AND HOW WILL THEY AFFECT UK ASSET MANAGERS AND DISTRIBUTORS? What do the New Rules Cover and When will they be coming into Effect? On 2 August 2021, revised rules (the “Rules”) in relation to...
THE FCA HAS LAUNCHED A CONSULTATION PROCESS IN RELATION TO POTENTIAL CHANGES TO MIFID
FCA takes first steps in using increased independent powers derived from Brexit to boost the UK as an investment friendly jurisdiction The FCA has launched a consultation process in relation to potential changes to MiFID’s conduct and organisational requirements....
REGULATING THE UK AS A GLOBAL FINANCE CENTRE
Nausicaa Delfas, the Executive Director of International, Interim Chief Operating Officer and a member of the Executive Committee at the FCA delivered a speech at the City & Financial Global’s Future of UK Financial Services Regulation Virtual Summit in April...
THE GREENSILL COLLAPSE
what are the potential consequences and what will the post-greensill environment look like?
Sustainable Finance Disclosure Regulation – new ESG challenges for asset managers
SFDR to come into effect on 10th March. Read our summary notes on SFDR.